The Series 79 exam — the Investment Banking Representative Exam — assesses the competency of an entry-level registered representative to perform their job as an investment banking representative.
The Series 79 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment banking representative, including advising on or facilitating debt or equity securities offerings through a private placement or a public offering and mergers and acquisitions.
Content Outline
The Series 79 Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. The outline comprises the three major job functions of an investment banking representative. The table below lists the allocation of exam items for each major job function.
| Major Job Functions | Number of Exam Items |
|---|---|
| (F1) Collection, Analysis, and Evaluation of Data | 37 |
| (F2) Underwriting/New Financing Transaction, Types of Offerings and Registration of Securities | 20 |
| (F3) Mergers and Acquisitions, Tender Offers, and Financial Restructuring Transaction | 18 |
| TOTAL | 75 |
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