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Series 24 – General Securities Certification Exam Crack

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Exam Title: Series 24 – General Securities Certification Exam

Exam Code: Series 24

Vendor: FINRA

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The Series 24 exam — the General Securities Principal Qualification Exam (GP) — assesses the competency of an entry-level principal to perform their job as a principal dependent on their corequisite registrations.

The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a principal, including the rules and statutory provisions applicable to the supervisory management of a general securities broker-dealer.

Content Outline

The Series 24 Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. The outline comprises the five major job functions of a general securities principal. The table below lists the allocation of exam items for each major job function.

Major Job Functions Number of
Exam Items
(F1) Supervision of Registration of Broker-Dealer and Personnel Management Activities 9
(F2) Supervision of General Broker-Dealer Activities 45
(F3) Supervision of Retail and Institutional Customer-related Activities 32
(F4) Supervision of Trading and Market Making Activities 32
(F5) Supervision of Investment Banking and Research 32
TOTAL 150

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