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Series 22 – Direct Participation Programs Certification Exam Crack

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Exam Title:Series 22 – Direct Participation Programs Certification Exam

Exam Code: Series 22

Vendor: FINRA

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The Series 22 exam — the Direct Participation Programs Limited Representative Exam (DR) — assesses the competency of an entry-level registered representative to perform their job as a direct participation programs representative.

The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a direct participation program representative, including the solicitation, purchase and sale of limited partnerships, among other products.

Content Outline

The Series 22 Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. The outline is comprised of the four major job functions of a direct participation program representative. The table below lists the allocation of exam items for each major job function.

Major Job Functions Number of Exam Items
(F1) Seeks Business for the Broker-dealer from Customers and Potential Customers 17
(F2) Opens Accounts After Obtaining and Evaluating Customers’ Financial Profiles and Investment Objectives 4
(F3) Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets, and Maintains Appropriate Records 27
(F4) Obtains and Verifies Customers’ Purchase Instructions and Agreements; Processes, Completes and Confirms Transactions 2
TOTAL 50

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