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Series 57 – Securities Trader Certification Exam Crack

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Exam Title: Series 57 – Securities Trader Certification Exam

Exam Code: Series 57

Vendor: FINRA

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The Series 57 exam — the Securities Trader Representative Exam — assesses the competency of an entry-level registered representative to perform their job as a securities trader representative.

The Series 57 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a securities trader, including executing transactions in equity, preferred or convertible debt securities effected otherwise than on a securities exchange (proprietary trading).

Content Outline

The Series 57 Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. The outline comprises the two major job functions of a securities trader representative. The table below lists the allocation of exam items for each major job function.

Major Job Functions Number of
Exam Items
(F1) Trading Activities 41
(F2) Maintaining Books and Records, Trade Reporting and Clearance and Settlement 9
TOTAL 50

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